Thank you for your interest in Mainstay Capital Management, LLC. Our managed account plans are designed to help make your investments work harder toward achieving your goals. We are committed to providing exceptional retirement planning and portfolio management for our clients. Our approach to management of your company sponsored savings plan (SRSP, PSP, SSIP, TESPHE, SERSP, HERSP, VIP, SESP, or HDPP) includes the following:

  • A personalized investment strategy based on truly independent investment advice.
  • Comprehensive knowledge and analysis of your 401(k), 457, and 403(b) plan investment options and features.
  • Active management of your 401(k), 457, or 403(b) portfolio, including changing asset allocations and investment directions as appropriate. We will regularly re-evaluate your portfolio and make changes as your personal goals, risk tolerance, and market conditions warrant.
  • Detailed, easy-to-read quarterly statements showing your account asset allocation, balances, growth, and projections of potential future account growth which will supplement statements you currently receive from your 401(k), 457, or 403(b) plan provider.
  • A quarterly review of the financial markets and our investment strategy, as well as our outlook for the months ahead.
  • Personal assistance on any questions regarding your 401(k), 457, or 403(b) account, our investment strategy, your other investments, or your personal financial situation.
  • A comprehensive Retirement Income Analysis, employer buyout analysis, and any other financial planning assistance as desired.

For more information concerning account management, click here for a free information kit or call us toll-free at 1-866-444-6246.

 

401(k) Frequently Asked Questions

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Important Consumer Disclosure

Mainstay Capital Management, LLC is an investment advisor registered with the Securities and Exchange Commission. Due to various state regulations and filing requirements, Mainstay and its representatives may only provide investment advisory services in those states in which it is first appropriately registered or otherwise exempt or excluded from registration requirements. The purpose of this website is to provide the public with general information about the services offered by our investment management firm. Mainstay does not render personalized investment advice or services or effect, or attempt to effect any securities transactions, on this website. Our firm continuously monitors its filing requirements in all states, and will provide individualized advisory services only in accordance with various state regulations. Mainstay does not make any representations or warranties as to the accuracy, completeness, or relevance of any information prepared by any unaffiliated third party provider, whether linked to Mainstay's website or incorporated herein. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.